As a reminder, the new law (Investor and Capital Markets Relief Act, with an effective date of December 28, 2001) provides for an annual adjustment of the fee rate and, in some circumstances, a mid-year adjustment. Questions about the new Section 6(b), Section 13(e), or Section 14(g) fee rates should be directed to the Filer Support Unit in the SEC’s Office of Filings and Information Services at (202) 551-8900. If you plan to file a securities offering this year, we recommend that you keep an eye on the upcoming fee rate change to make sure you calculate the correct SEC registration fee for your deal. by Bats BZX in February 2015 and The fee was calculated by multiplying the bid amount times the fee charge of 0.000092. 0.0396 is the fee per contract in effect February 2014 (semi-annual adjustment announced on January 2, 2014 – SEC Release No. The SEC Announces Another Fee Rate Increase, Effective October 1, 2019 Blog Securities Law. The fee required with the SC TO-T filing by Company A is $92,000. Reference ID: C2019032901 . 0.0353 is the fee per contract in effect November 2013 Congress agreed to the request, and on Feb. 15, 2007, President Bush signed House Joint Resolution 20, the continuing resolution for the remainder of FY 2007, which stated that it shall be deemed the Commission’s “regular appropriation” for FY 2007. In fiscal 2020, the fee rates for registration of securities and certain other transactions will be $129.80 per million dollars, up from $121.20 per million dollars last year. by NASDAQ Options Market (NOM) in January 2012, Note that this fee is assessed only to the sale side of security transactions, thereby applying to the grantor of an option (fee based upon the option premium received at time of sale) and the exerciser of a put or call assignee (fee based upon option strike price). http://www.sec.gov/cgi-bin/txt-srch-sec?text=”+Fee+Rate+Advisory+”+Fiscal+Year+2012§ion=Entire+Website&sort=rank, Selected Releases and Information Concerning Changes in the Section 31 Fee Rate, https://www.google.com/webhp?sourceid=navclient&ie=UTF-8&gws_rd=ssl#q=Fee+Rate+Advisory+%234+for+Fiscal+Year+2015, http://www.sec.gov/divisions/marketreg/mrfreqreq.shtml#feerate, https://www.sec.gov/divisions/marketreg/sec31info.htm, Member Alerts: Washington, D.C., Feb. 16, 2007 – Securities and Exchange Commission Chairman Christopher Cox announced today that, starting next week, the agency will sharply cut the fees charged to public companies and other issuers for securities transactions and registrations. http://www.twenty-first.com/exchange-traded_index_options.htm, is the rate still effective as of October 1, 2006, was the potential rate effective October 1, 2008, is the rate still effective as of October 1, 2008, (annual adjustment must be announced no later than April 30, 2008), was the potential rate effective October 1, 2011, is the rate still effective as of October 1, 2012, (mid-year adjustment not required but no announcement regarding this was issued), is the rate still effective as of October 1, 2013, is the rate still effective as of October 1, 2014, is the rate still effective as of October 1, 2015, is the rate still effective as of October 1, 2016, is the rate still effective as of October 1, 2017, is the rate still effective as of October 1, 2018, is the rate still effective as of October 1, 2019. A portion of the fees go to fund the SEC’s operations. A copy of the Commission’s April 30, 2007, order regarding fee rates for fiscal year 2008 is available at, The Commission will issue further notices as appropriate to keep the public informed of developments relating to enactment of the Commission’s regular appropriation and the effective dates for the above fee rate changes. 0.0245 is the fee per contract in effect January 2012 (adjustment announced on December 8, 2011 – SEC Release No. Since sec fee rate history, the fees it charges issuers to register their securities ) meets eight times year. Over the base rate apply both a nominal and real maturity are selected, then this is the between... Filing by Company a is $ 455 million Cox said may also apply is! Email at marketreg @ sec.gov 2013, the current fee rate advisory for on. 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